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Legal Nurse Consultant

 

 

 

IME,Inc.
211 Beaumont
Traverse City, 
Michigan MI 49684

Tel: (800)
968-4637

info@imei.com

 

 

 

(800) 968-4637 

Independent Medical Evaluations, Inc.

A National Company Providing
Comprehensive IME Medical Legal
Services In All 50 States


 info@imei.com


Detecting Altered Medical Records

Tampering with medical records may occur in any medical or nursing negligence claim.  Tampering is most likely to occur when the provider panics after a bad outcome has occurred. The temptation to polish wording by rewriting pages or to destroy documents may be overwhelming.  The inference created by tampering with the records is that the provider is trying to hide something.

Several states recognize tampering with records as a separate tort action. The jury charge of spoliation of evidence refers to the actual or attempted destruction of records or evidence. The elements of the spoliation inference are:

  • The party who asserts the inference has the burden of persuasion to establish that the evidence has in fact been destroyed or at least that an attempt was made to do so.
  • The destroyed matter must be relevant and material to the dispute.
  • The inference will apply only if the spoliator is a party to the litigation or an agent of a party who has been directed to act by another’s guilty conscience.

As a legal nurse consultant I have been faced with several cases that involved tampering with records.  A person with medical training best performs the detailed and analytical evaluation.

Both plaintiff and defense attorneys rely on legal nurse consultants (LNC) to report that tampering with a record may have occurred.  Tampering with medical records may result in extension of the statue of limitations based on the premise that fraud has been committed.  The defense of a claim involving altered medical records becomes enormously complicated.  Few defense attorneys want to take the risk that punitive damages may be granted by a jury angered that records have been altered or destroyed.

One of my recent cases involved a nursing home woman who developed multiple adverse changes in her physical status, which the plaintiffs alleged were the direct result of negligence. The resident developed malnutrition, dehydration, contractures and sixteen pressure ulcers (five of which deteriorated to stage IV). The defendant failed to produce subpoenaed documents. The jury returned a unanimous plaintiff verdict, and awarded $2,710,000 for pain and suffering, impairment, disfigurement, and mental anguish of the decedent in the two and one half years of care before her death. They additionally awarded $310,000,000 in punitive damages.  This case was tried in Texas.

As a legal nurse, I begin an evaluation of a case by determining if any documentation is missing. The easiest way to determine if all of the components of the chart are present is to use a set of indexes.  Sorting records using indexes is invaluable in revealing that entire sections of the medical record are missing.

When reviewing a case, the LNC needs to be familiar with the typical components of the facility’s chart. There are specific records, forms, and means of charting for each health care facility. You must know the chart and what useful documents to examine  and detect discrepancies.

Records should be examined for late entries, large gaps in time without documentation, chart entries that are out of order, words added to the notes, and failures to identify the circumstances of an injury. The facility may maintain a logbook that is used for shift-to- shift communication.  Notes that are handwritten at times and typed at times set up red flags to what is the normal and customary way for the facility to chart.

Health care in correctional facilities are the biggest offenders of tampering with medical documentations especially if an adversary outcome has transpired. 

A pending case of a wrongful death of a 20 year old inmate demonstrated delay of two and one half months before documentation was turned over to the family and plaintiff attorney. Some of the records were retyped others hand written. The medication sheet had several different versions with dates crossed out; dosage of drugs crossed and written over, sometimes the medications were circled and sometimes there were Xd out, and other times a line was drawn through the times.  Medication was charted 5 days after the young mans death. 

The case is pending with 16 counts of fraud, gross negligence, malpractice and breech of standards of care.

Author

Jan Parrish, RN, BSN, LNC

Legal Nurse Consultant

 



Independent Medical Evaluations, Inc. Corporate Office
IME, Inc.
211 Beaumont Place
Traverse City, Michigan-MI, USA 49684
Phone: (231) 929-1474
Toll-Free: (800) 968-4637
Fax: (231) 929-4356
Email: info@imei.com



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